Goldman Sachs (Allegedly Unethical Firms)

Goldman Sachs Sites:

Committee on Energy and Commerce Letter Regarding SEC Meeting with Goldman Sachs Committee on Energy and Commerce Letter Regarding SEC Meeting with Goldman Sachs: The House Committee shows its concern about SEC chairman Harvey Pitt meeting firm under investigation without the presence of his enforcement staff. (Goldman Sachs) http://www.house.gov/commerce_democrats/press/107ltr190.html SEC: Goldman Sachs Traded Based on Non-Public Information SEC: Goldman Sachs Traded Based on Non-Public Information: Determined that the form willfully violated the provisions of the Exchange Act that prohibit fraud by broker-dealers and government securities dealers. (Goldman Sachs) http://www.sec.gov/news/press/2003-107.htm SEC: Goldman Sachs Research Analyst Conflicts of Interest SEC: Goldman Sachs Research Analyst Conflicts of Interest: Alleged that the research team was aligned with and pitched the firm's investment banking activities. (Goldman Sachs) http://www.sec.gov/litigation/litreleases/lr18113.htm